WEBINAR: Best AML Practices to Combat Human Trafficking

Date and Time: On-Demand
Location: Online

Human trafficking around the world is coming under increased scrutiny by authorities. According the United States National Office on Drugs and Crime (UNODC), human trafficking forms the third largest source of income for organized crime groups. Recently, FinCEN issued guidance to financial institutions to detect the red flags for human trafficking. This has created a regulatory expectation for financial institutions to add anti-human trafficking compliance controls into its Anti-Money Laundering (AML) program. [Listen To Recording]


Greater Twin Cities ACAMS Chapter

Date: February 9, 2017 2:00PM – 4:00PM
Location: US Bank Plaza – Minneapolis, MN
Description:

Human Trafficking Learning Event and GTC ACAMS Chapter Member Appreciation. Request more information

Greater Boston ACAMS Chapter

Date: February 8, 2017 3:00PM – 4:30PM
Location: Northeastern University Egan Research Center – Boston, MA
Description:

Please join Greater Boston ACAMS in partnership with Northeastern University and RDC for a panel discussion on finance in Human Trafficking. In light of increasing concerns about Human Trafficking and calls for innovative responses to the issue, the panel aims to initiate collaboration and novel responses to trafficking. Request more information

WEBINAR: FCPA – How To Investigate and Defend Claims

Date and Time: On-Demand
Location: Online

“The FCPA is one of the most emphasized enforcement areas for both the DOJ and SEC, and can be very challenging for companies to defend.” Join RDC and H. David Kotz, author of “Financial Regulation and Compliance: How to Manage Competing and Overlapping Regulatory Oversight” (Wiley 2015) for a 30 minute discussion on FCPA investigations, the primary triggers for enforcement, and how to organize your own internal processes related to conducting investigations. H. David Kotz, the former inspector General of the SEC who investigated some of the highest profile cases in history including the 50 billion Bernie Madoff Ponzi scheme, will describe how companies should conduct internal investigations of FCPA-related claims. [Listen To Recording]


WEBINAR: Enhance Due Diligence with Adverse Media

Date and Time: On-Demand
Location: Online

Financial organizations have been conditioned to worry most about their high risk customers while meeting regulatory requirements. To do so, a higher level of due diligence is required, but processes to accomplish this can be time consuming and labor intensive while only providing a snapshot of your potential risk. Customer data and web information changes often, increasing the potential to miss something, and relying on human research is a labor intensive process.

Incorporating adverse media, or negative news into your compliance program can enable you to build more complete risk profiles, utilizing technology to pull together a variety of news media or references sources for a comprehensive snapshot of information. This key information can play a significant role in determining the risk profile of your customer, and can become a critical component of your overall due diligence process. [Listen To Recording]


Manx State of the Nation (MSoN) Annual Conference

Date and Time: January 27, 2017
Location: Royal Hall, Villa Marina, Douglas

Join RDC at Manx State of the Nation (MSoN) Annual Conference held on January 27, 2017 at the Royal Hall, Villa Marina, Douglas – is the annual conference organized by the Alliance of Isle of Man Compliance Professionals.Each January, compliance and risk professionals from across the financial services industry come together for this signature event which offers an insight into the year ahead and which focuses on topics which are key for the financial services industry. Request more information


WEBINAR: Fintech Industry Challenges: Establishing Compliance Models to Adhere with AML Laws

Date and Time: On-Demand
Description:

New technology in the financial industry (Fintech) is changing how people manage their finances. The majority of the increasing financial transactions occur through a smartphone or company website and include services such as: mobile payment and digital wallet, peer-to-peer money transfer and lenders. These growing services provide consumer anonymity and speed of transactions and raises the risk that terrorists and criminals could easily exploit to support illicit activities. Fintech companies need to understand and prepare for government scrutiny of their Anti-Money laundering (AML) programs. Join RDC as we discuss the growing compliance challenges in the FinTech industry and provides guidance on how to best navigate thru these regulatory compliance challenges. [Listen To Recording]

Webinar Will Cover:

• Understanding Know Your Customer (KYC) and Customer Due Diligence (CDD) and how it relates to the FinTech service providers

• Discuss different AML models to support unique compliance risks of a FinTech organization

• Review AML programs of FinTech clients to help them meet regulatory requirements

A major challenge to the growing Fintech industry comes from government scrutiny and enforcement actions – particularly as they relate to money laundering and the financing of terrorist activity.


U.S. Capital ACAMS Chapter

Date: Wednesday September 7, 2016
Panel Discussion: 4:45pm – 5:45pm
Networking: 5:45pm – 7:00pm
Baseball Game: 7:00 pm (the Braves and the Nationals)
Location: Nationals Park 1500 S Capitol St SE Washington DC 20003
Description:

The ACAMS US Capital Chapter and RDC are pleased to present a panel discussion about partnerships and cooperation between law enforcement and financial institutions followed by networking and a baseball game between the Braves and the Nationals. John Byrne will moderate the panel comprised of Jim Cox from Fairfax County Police and Abelardo Vecino from the FBI. John Byrne will moderate the panel comprised of Jim Cox from Fairfax County Police and Abelardo Vecino from the FBI. Request more information

ACAMS 15th Annual AML and Financial Crime Conference 2016

Date and Time: September 26-28, 2016
Location: Aria Resort & Casino, Las Vegas, NV

Join RDC at the World’s Largest AML & Financial Crime Conference. RDC is pleased to support the ACAMS 15th Annual AML & Financial Crime Conference. The annual conference in Las Vegas brings together ACAMS members and industry professionals under one roof to gather inspiration, generate ideas, and learn the latest trends and techniques for fighting financial crime. Request time with one of our subject matter experts. Schedule a Meeting


WEBINAR: New York Department of Financial Services New Anti-Money Laundering Rule – What You Need to Know

Date and Time: On-Demand
Description:

Join RDC on this 30 minutes complimentary webinar to discuss the recent new ruling from the New York State Department of Financial Services (NYDFS), designed to address the weaknesses in the transaction monitoring and filtering systems that financial institutions utilize to comply with Bank Secrecy Act/Anti-Money Laundering laws and regulations (BSA/AML). [Listen To Recording]

Webinar Will Cover:

• Review key aspects of the new regulation, as it relates to transaction monitoring programs and filtering programs.

• Discuss the implications of the compliance requirement and what it may mean for the compliance department.

• Learn how RDC Transaction Edge helps financial institution to monitor transactions for potential BSA/AML violations and reportable suspicious activity.

“Financial institutions doing business in New York must do everything they can to help stem the tide of illegal financial transactions that fund terrorist activity,” said Financial Services Superintendent Maria T. Vullo. “It is time to close the compliance gaps in our financial regulatory framework to shut down money laundering operations and eliminate potential channels that can be exploited by global terrorist networks and other criminal enterprises.”

Financial institution needs to have a compliance program to monitor transactions for potential BSA/AML violations and reportable suspicious activity. And the need to maintain a filtering mechanism to actively screen transactions against OFAC lists for potential violation of OFAC sanctions.


WEBINAR: Third-Party Screening & Monitoring

Date and Time: On-Demand
Description:

Join RDC on this 30 minutes complimentary recorded webinar to discuss how the use of agents, affiliates and other third parties may increase your risk exposure as your business expands across geographies. More than ever, companies must screen and monitor potential vendors, agents, partners, and other third-parties to detect red flags for bribery, fraud and other crimes. Understanding some of the enforcement trends developments of the U.S. Foreign Corruption Practices Act (FCPA). Learn how to identify reputational risk, corruption, fraud, and other potential concerns regarding business conduct of your partners or third-party vendor with an effective third-party screening and monitoring solution. [Listen To Recording]

Webinar Will Cover:

• Conduct a risk-basis approach to third-party screening, onboarding and monitoring.

• How to assess higher-risk relationships with decision-ready, dynamic due diligence solution.

• Learn how automated due diligence systems provide ongoing monitoring – notify when the status of a person or entity changes.

• Recent enforcement actions.

• Explore lessons learned from sample case studies.


Northern New Jersey ACAMS Chapter

Date and Time: June 21, 2016 5:30 PM – 8:00 PM
Location:Hyatt Morristown 89 Headquarters Plaza Morristown, NJ, 07960
Description:

Panama Papers – How It Will Affect U.S. Financial Institutions. Request more information


New York ACAMS Chapter

Date and Time: June 29, 2016 6:00 PM – 9:30 PM
Location:The Union League Club – 38, East 37th Street , New York, New York
Description:

The Executive Board of the ACAMS New York Chapter, invite our chapter members to join us and celebrate our continuous efforts to provide the membership with excellent education, regulatory updates and critical solutions to AML compliance challenges. Request more information


WEBINAR: Panama Papers: Beneficial Ownership & Complying with New Regulations

Date and Time: On-Demand
Description:

The Panama Papers have heightened the needs for regulators globally, to bring about greater transparency in the ownership of the firms they incorporate. Financial Crimes Enforcement Network (FinCEN) finalized its proposed ruling, requiring banks and other financial institutions to identify and verify the identity of beneficial owners behind legal entity customers. Financial institutions will have to comply with these new requirements by May 11, 2018.

Join RDC as we discuss the key differences of the ruling following four years of outreach to the industry for the purpose of codify AML regulations and to move towards more of an international AML standards. This potentially adds a “fifth Pillar” to the AML Program. This may be the first prescriptive regulation that obligates Financial Institution’s to verify beneficial ownership (BO) of a customer. [Listen To Recording]

The webinar will explain:
• US Treasury New CDD Rules – New Beneficial Ownership Rules
• Discuss The Pending Legislation
• What global Institutions Should Be Aware
• Understand What You Should Be Doing Now


WEBINAR: Understanding Sanctions and Compliance Gaps with Panama Papers

Date and Time: On-Demand
Description:

The International Consortium of Investigative Journalists (ICIJ) on May 9, 2016 released the largest database of offshore companies and their beneficial owners. The data comes from the Panamanian law firm, Mossack Fonseca, one of the largest law firms engaged in the offshore world. The leak of 11.5 million documents reveals how off-shore bank accounts and shell companies are being used to conceal wealth and commit financial crimes.

Join RDC as we explore the regulatory risk and the implications of dealing with entities on the Panama Papers and the heightened-Regulatory Requirements outline by new Customer Due Diligence Regulation. [Listen To Recording]

The webinar will explain:
• The Panama Papers and what we can learn?
• Beneficial Ownership – removing the vail of secrecy
• New US Treasury Department Regulations to Strengthen
Customer Due Diligence
• Best Practices and How RDC can help you mitigate your risk, efficiently and effectively


WEBINAR: SEC Inside Insight to Trends in FCPA Enforcement

Date and Time: On-Demand
Description:

The importance of conducting effective internal investigations as part of a company’s compliance program cannot be overstated. Yet few companies conduct any investigations at all!

Join RDC and H. David Kotz, author of “Financial Regulation and Compliance: How to Manage Competing and Overlapping Regulatory Oversight” (Wiley 2015) for a 30 minute look the internal processes related to conducting your own investigations.

H. David Kotz, the former inspector General of the SEC who investigated some of the highest profile cases in history including the 50 billion Bernie Madoff Ponzi scheme, will describe how companies should conduct internal investigations of FCPA-related claims. [Listen To Recording]

The webinar will explain:
– How to determine who should undertake the internal investigation.
– How to gather evidence in the most efficient and effective manner.
– How to conduct effective interviews of both witnesses and subjects of the investigation.


WEBINAR: Enhance Due Diligence with Adverse Media

Date and Time: On-Demand
Description:

Financial organizations have been conditioned to worry most about their high risk customers while meeting regulatory requirements. To do so, a higher level of due diligence is required, but processes to accomplish this can be time consuming and labor intensive while only providing a snapshot of your potential risk. Customer data and web information changes often, increasing the potential to miss something, and relying on human research is a labor intensive process. [Listen To Recording]

Key Topics:

  • Know your customer, organized approach on the medium and low risk client portfolio
  • Explore how utilizing negative news and active monitoring can enable you to identify hidden risk sooner
  • A tailored screening and monitoring solution to balance workload with proper coverage

WEBINAR: Casinos and Gaming: Update on Fantasy Sport Rulings

Date and Time: On-Demand

Description:

The current legality of daily fantasy sports is a hot-button topic in jurisdictions across the United States. While the legality had previously just been a topic of contemplation for gaming lawyers, the discussion has now spilled into the highest levels of government, including attorneys general and statehouses. How does this affect you in compliance?

Join RDC for a 30 minute look at how many states are dealing with daily fantasy sport sites and how a recent updates and portrayals of daily fantasy sites in the news may impact compliance on an overall industry level. [Listen To Recording]

Key Topics:

  • Historical view of DFS
  • Key points and updates by state
  • Impact for compliance

WEBINAR: Key Challenges and Best Practices to Detecting Trade-Based Money Laundering

Date and Time: On-Demand
Description:

Trade-Based Money Laundering (TBML) is a problem that is rapidly growing. This 45 minute webinar will provide insight into today’s key challenges and discuss best practices in preventing trade-based money laundering. Corporate compliance officers need to implement an Anti-Money Laundering (AML) system to prevent your company from aiding in such criminal schemes while training your personnel to “know your customer” and be aware of red flags. [Listen To Recording]

Key Topics:

  • Methods to detecting trade-based money laundering
  • How to establish effective KYC protocol
  • New Trends in Trade Based Money Laundering
  • Sample case studies

“American authorities have ratcheted up penalties for banks that assist money-launderers, knowingly or not. In 2012 they reached a $1.9 billion settlement with HSBC after concluding that Latin American drug gangs had taken advantage of lax controls at its Mexican subsidiary. And last year they imposed a $102m forfeiture order on a Lebanese bank implicated in a complex scheme involving the export of used cars to West Africa with the proceeds funneled to Hezbollah, an Islamist group.” Source: The Economist. (2014, September 20). Washing Up: Laundering Mexico’s Drug Money. http://www.economist.com/news/americas/21618787-drug-kingpins-turn-trade-based-money-laundering-washing-up


WEBINAR: How To Identify Bribery & Fraud in Your Supply Chain

Date and Time: On-Demand
Description:

Join RDC on this 30 minute complimentary webinar to discuss how the use of agents, affiliates and other third parties may increase your risk exposure as your business expands across geographies. More than ever, companies must screen and monitor potential vendors, agents, partners, and other third parties to detect red flags for bribery, fraud and other crimes. Understanding some of the enforcement trends developments of the U.S. Foreign Corruption Practices Act (FCPA) and the UK Bribery Act. Learn how to identify reputational risk, corruption, fraud, and other potential concerns regarding business conduct of your partners or third-party vendor. [Listen To Recording]

Webinar includes:
• How to assess higher-risk relationships to facilitate informed decisions.
• What are the FCPA/UK Bribery Act Enforcement Trends and Developments trends
• Improvements made by other organization that have improved their partners or third-party vendors on-boarding


WEBINAR: How To Comply with Bill C-31 – The RDC Advantage

Date and Time: On-Demand

Description:

Join RDC on this one-hour complimentary webinar to discuss the legislated changes to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA). Bill C-31 is causing the Canadian financial industry to enhance their due diligence regime. It will require Canadian institutions to monitor their clients for domestic and foreign PEPs and undertake specific actions with respect to their financial activities (such as recording opening of accounts, monitoring of suspicious transactions and keeping records of the sources of funds deposited) of these clients. [Listen To Recording]

Webinar includes:
• Discuss Bill C-31 – doing business with individuals who may be identified as “politically exposed persons” (PEPs).
• RDC PEP Connect (foreign and domestic) compliance solution.
• RDC due diligence and auditing capabilities.
• How to reduce the number of false positives
Presenter: Alan Schienberg, Executive Vice President, Regulatory DataCorp

Bill C-31 broadens the requirement for financial institutions to monitor politically exposed persons. These domestic PEPs can include heads of state or governments, deputy minister equivalents, ambassadors, attachés, judges, generals, and leaders of political parties. RDC understands the challenge that these changes present to your organization, and invite you to join us for a review of these changes, and how RDC assists compliance teams to identify and address these additional reporting requirements.


WEBINAR: Compliance Trends for Financial Institutions: AML and FCPA

Date and Time: On-Demand

Description:

Learn some of the key compliance issues facing financial institutions today, including the role of proposed personal accountability regulations and the addition of 10 new Foreign Corrupt Practices Act (FCPA) staff members to the Department of Justice.  It’s important to adopt a proactive measure to protect your institution by identifying and understanding the risk associated with customers and their transactions.[Listen To Recording]

Webinar includes:
BSA/AML program best practices
• Update on the latest regulatory trends
• Lessons learned from case studies

According to the Department of Treasury’s 2015 National Money Laundering Risk Assessment, ” It is the view of the Treasury Department that financial institutions that establish and maintain appropriate risk-based anti-money laundering programs will be well positioned to effectively manage accounts, prevent illicit transactions and avoid enforcement action.”


WEBINAR:  RDC Compliance Solution – Salesforce Product Integration Demo

Date and Time: On-Demand

Description:

Learn the advantages of utilizing the RDC Compliance Solution, now integrated with Salesforce. To enhance the compliance screening process, RDC has developed an integrated solution within Salesforce to allow you to transmit information directly from your Salesforce instance to the RDC platform for screening and monitoring.  [Listen To Recording]

Key Topics:

  • Accounts, and Contacts from Salesforce are sent to RDC with an indication of approval or rejection.
  • RDC screening results are added to the Salesforce records.
  • Ability to utilize Salesforce robust reporting functionality.
  • Overall productivity can be increased.

WEBINAR: Key Challenges and Best Practices to Detecting Trade-Based Money Laundering

Date and Time: On-Demand

Description:

Trade-Based Money Laundering (TBML) is a problem that is rapidly growing. This 45 minute webinar will provide insight into today’s key challenges and discuss best practices in preventing trade-based money laundering. Corporate compliance officers need to implement an Anti-Money Laundering (AML) system to prevent your company from aiding in such criminal schemes while training your personnel to “know your customer” and be aware of red flags.   [Listen To Recording]

Key Topics:Key Topics:

  • Methods to detecting trade-based money laundering
  • How to establish effective KYC protocol
  • New Trends in Trade Based Money Laundering
  • Sample case studies

“American authorities have ratcheted up penalties for banks that assist money-launderers, knowingly or not. In 2012 they reached a $1.9 billion settlement with HSBC after concluding that Latin American drug gangs had taken advantage of lax controls at its Mexican subsidiary. And last year they imposed a $102m forfeiture order on a Lebanese bank implicated in a complex scheme involving the export of used cars to West Africa with the proceeds funneled to Hezbollah, an Islamist group.” Source: The Economist. (2014, September 20). Washing Up: Laundering Mexico’s Drug Money. http://www.economist.com/news/americas/21618787-drug-kingpins-turn-trade-based-money-laundering-washing-up 


WEBINAR: How Third Parties May Increase Your FCPA Risk Exposure

Date and Time: On-Demand

Description:

Join RDC on this 30 minute complimentary webinar to discuss how the use of agents, affiliates and other third parties may increase your FCPA risk exposure as your business expands geographically. More than ever, companies must screen and monitor potential vendors, agents, partners, and other third parties to detect red flags for bribery, fraud and other crimes. With the Department of Justice now targeting individuals, find out how you may be at risk personally. [Listen To Recording]

Key Topics:
• Latest trends including the Department of Justice’s memo on criminal proceedings against individuals when the corporation violates the FCPA
• Improvements made by other organization around third-party vendors on-boarding

Learn how to identify reputational risk, corruption, fraud, and other potential concerns regarding business conduct of your partners or third-party vendor.


ABA Money Laundering Enforcement Conference for AML and Fraud Professionals

Date: November 15 – 17, 2015

Washington Marriott Wardman Park Hotel – Washington, DC

Join RDC and explore banking focused solutions from the nation’s top experts.  

The ABA/ABA Money Laundering Enforcement Conference is the only AML/CFT conference that brings together the expertise of the American Bankers Association and the American Bar Association. Benefit from leading-edge insights from these two powerhouse organizations at are on the forefront and committed to delivering forward-looking solutions for your institution. Request time with one of our subject matter experts. [Schedule a meeting]


Addressing Third Party Risk Management: New and Innovative Strategies

Date: November 5, 2015

Join industry thought leaders on November 5, 2015 for a complimentary half-day discussion on designing and implementing effective third party risk mitigation programs. This forum will focus on key considerations when formulating or improving a third party risk management program, allowing you to best identify and mitigate the third party risks especially related to bribery and other financial misconduct. [Register]

Key Topics:

  • Appropriate analysis of supply chain risks and application of risk management programs
  • Risk-ranking strategies to ensure your focus is in the right place
  • Critical monitoring capabilities necessary to identify and respond to changes in third party risks
  • Efficient and alternative auditing programs
  • Tailored due diligence programs to identify potential third party risk factors

WEBINAR: Uncovering The Hidden Reputational Risk & Corruption Across Your Franchise

Industry: Franchise
Date and Time: On-Demand

Description:
Join RDC on this one-hour complimentary webinar to discuss how your franchisees view their relationship with corporate and how they place your valuable brand at risk without your knowledge. Learn how to identify reputational risk, corruption, fraud, and other potential concerns regarding business conduct of your franchisees. We will expose the gaps in background checks and the flaw with requests to self-report. [Listen To Recording]

How to identify reputational risk, corruption and fraud, hosted by RDC.
• How other brands have been harmed by franchisees
• Improvements made by a franchisor have improved their franchisee on-boarding
• The solution to self-reporting of franchisees is eliminated by a continuous, effective and inexpensive process
• How to assess higher-risk relationships with decision-ready, dynamic due diligence reports that facilitate informed decisions.
• Explore lessons learned from sample case studies


WEBINAR: RDC Advantage: Screening for Sanctions, Watch Lists and PEPs

Industry: Banking and Financial
Date and Time: On-Demand

Description:
How does a financial institution effectively screen its portfolio of customers for sanctions, watch lists and Politically Exposed Persons (PEPs). Implementing an effective AML program is critical to adhere with regulations like AML, KYC and FATCA, reducing the risk of incurring huge fines, and protecting your organization’s brand and reputation. Discover the industry options, and solutions available for your organization for effective data sourcing and screening. [Listen To Recording]

How to effectively Screen for Sanctions, Watch Lists and PEPs, hosted by RDC.
• Best practices for sanction screening and management reporting
• Regulatory challenges and how to best adhere to regulations
• Industry example leveraging third-party systems


WEBINAR: Gaming – Identify and Prevent Gaps in Compliance Screening

Industry: Gaming and casino
Date and Time: Ondemand

Description:
Listen to this 30 minute complimentary pre-recorded webinar to explore how a risk-based approach to knowing your customers, manufacturers and suppliers can help you comply with regulations and present a comprehensive compliance and due diligence program. Beyond screening, the additional view of all available media sources to fully understand a customer’s or supplier’s behavior and full risk profile is extremely beneficial to completing a thorough risk assessment. [Listen To Recording]

Webinar will cover:
– An understanding of the evolution of risk management
– Lessons learned from case studies
– How RDC is addressing this risk


WEBINAR: Money Service Business (MSB)- Steps to False Positive Reduction

Industry: Money Service Business
Date and Time: Ondemand

Description:
Listen to this 30 minute complimentary pre-recorded webinar to discuss best practices around false positive reduction. Applying correct parameters to your data can strengthen your accurate hits across a wide spectrum of watch and sanctions lists, while maintaining speed and efficiency within your team. Learn how to identify and select areas of exposure based on your internal rules to maximize your protection while minimizing noise. [Listen To Recording]

Webinar will cover:
– An understanding of the evolution of risk management
– Lessons learned from case studies
– How RDC is addressing this risk


WEBINAR: OFAC Compliance Solution for AAMGA Members

Industry: Insurance
Date and Time: Ondemand

Description:
Listen to this 30 minutes complimentary pre-recorded webinar to demonstrate the features and functionality of the RDC OFAC Compliance Screening Solution which is endorsed by AAMGA. The RDC OFAC Compliance Service enables AAMGA members to receive immediate screening results against RDC’s GRID database, risk‐scored and returned in real time. This is all provided in a simple and instantaneous tool, which is perfect for client onboarding or performing additional research.[Listen To Recording]

Webinar Will Cover:

      • Live demonstration of the OFAC Screening Solution – specifically for AAMGA members
      • Demonstrate how to utilize the solution – view of information on the entity searched and view relevant reporting on that individual or organization.
      • Ability to search against 400+ sanctions and watch lists, PEPs (and their families and associates), terrorists, fraudsters, money launderers,
      • Discuss the role media sources can play in early detection: 15,000 individual media sources, including newspapers, magazines, television and radio transcripts, trade specialty publications, geographic special interest publications, academic journals, and gray literature.

ACAMS AML Knowledge Session: The Evolution to Know Your Customer’s Customer
      • Practical steps to understand the risk of your customers customer.
      • Workshop with industry experts, practitioners and utility service providers on their approach.
      • Explore alternatives to de-risking.
Presented by:

Tom Obermaier – Chief Executive Officer, RDC
Bart Claeys – Head of KYC Compliance Services, SWIFT
Alan Schienberg – Former Head of AML
Presentation: [Listen To Recorded Session]


ON-DEMAND WEBINAR: Uncovering The Hidden Reputational Risk & Corruption Across Your Manufacturing Organization

Learn from RDC on how the use of agents, affiliates and other third parties that may increase your risk exposure under the Foreign Corrupt Practices Act (FCPA). More than ever, companies must screen and monitor potential vendors, agents, partners, and other third parties to detect red flags for bribery, fraud and other crimes. Understand how to identify reputational risk, corruption, fraud, and other potential concerns regarding business conduct of your partners or third-party vendor.

Webinar Will Cover:
– Improvements made by other organization that have improved their partners or third-party vendors on-boarding
– A solution to self-reporting of partners or third-party vendor with a continuous, effective and inexpensive process
– How to assess higher-risk relationships with decision-ready, dynamic due diligence reports that facilitate informed decisions.
– Explore lessons learned from sample case studies

[Listen To Recorded Webinar]


WEBINAR: Portfolio Monitoring – The Key to Efficient OFAC Screening

Listen to RDC one hour discuss on the potential gaps in the risk management coverage of your legacy portfolio, and best practices around utilizing risk data to your advantage.  While OFAC screening is important, it’s only a part of a complete solution. Learn how to manage the evolving risk profile of your historical customers with one and done OFAC screening and continuous monitoring.

Webinar Will Cover:
– An understanding of the evolution of risk management
– Lessons learned from case studies
– How RDC is addressing this risk

On January 28, 2015, the FDIC released a statement to financial institutions encouraging them to take a risk-based approach in assessing all individual customer relationships.  [Listen To Recording]


 WEBINAR: Uncovering The Hidden Reputational Risk & Corruption Across Your Franchise

Listen to RDC one hour discussion to learn how your franchisees view their relationship with corporate and how they place your valuable brand at risk without your knowledge. Learn how to identify reputational risk, corruption, fraud, and other potential concerns regarding business conduct of your franchisees. We will expose the gaps in background checks and the flaw with requests to self-report. [Listen To Webinar]

RDC Webinar Will Cover:
• How other brands have been harmed by franchisees
• Improvements made by a franchisor have improved their franchisee on-boarding
• The solution to self-reporting of franchisees is eliminated by a continuous, effective and inexpensive process
• How to assess higher-risk relationships with decision-ready, dynamic due diligence reports that facilitate informed decisions.
• Explore lessons learned from sample case studies [Listen To Webinar]


WEBINAR: De-Risking The Broker Portfolio – Uncovering The Hidden Risks In Your Customer Base

Listen to RDC one-hour complimentary recorded session discussing potential gaps in the risk management coverage of your legacy portfolio, and best practices around utilizing risk data to your advantage. While customers are screened and validated during onboarding, how do you manage the evolving risk profile of your historical customers? [Listen To Webinar]

You Will Learn:
– An understanding of the evolution of risk management
– RDC’s solution to uncover these risks
– Lessons learned from case studies

On January 28, 2015, the FDIC released a statement to financial institutions encouraging them to take a risk-based approach in assessing all individual customer relationships. [Listen To Webinar]


ON-DEMAND WEBINAR: Don’t Let Risk & Regulation Stifle Innovation

The anonymity and global reach of disruptive financial technology means money laundering and customer risks can be high, and regulation of this maturing sector is rapidly increasing. FinTech companies must address their regulatory obligations with effective, risk-based anti-money laundering (AML) and know your customer (KYC) programmes. Join RDC and Kemp Little for a 45-minute webinar focused on how to achieve effective compliance that also mitigates customer risk and drives business success, with only minimal internal resources. Listen To Recording


ON-DEMAND WEBINAR: Local Banking Compliance Trends

Join RDC on this one-hour complimentary webinar to discuss some of the key compliance issues facing local banking today. It’s important to adopt a proactive measure to protect your institution by identifying and understanding the risk associated with customers and their transactions. [Listen To Webinar]

This webinar will provide information on:
• Understanding the importance of a BSA/AML program
• Update on the latest regulatory trends
• Explore lesson learned from case studies

According to the 2014 Global Anti-Money Laundering Survey, average AML compliance costs. [Listen To Webinar]


ON-DEMAND WEBINAR: Filling the Gaps: Are you falling short of AML Requirements?

The nexus of financial crime, terrorist financing, establishing sources of wealth, sanctions and PEPs is driving a need for more effective and automated Anti-Money Laundering systems and watertight compliance programmes. For many, the challenge is improving efficiency without leaving gaps in protection.

During this webinar, three leading institutions providing a comprehensive range of global risk and compliance services explore the current regulatory challenges facing financial institutions in the Scandinavian and Baltic regions, look at what processes can be automated to reduce the workload, and offer advice on easing the burden of risk assessment best practice. [Listen To Webinar]


ON-DEMAND WEBINAR: Filling the Gaps: Are you falling short of AML Requirements (Scandinavia Edition)

The nexus of financial crime, terrorist financing, establishing sources of wealth, sanctions and PEPs is driving a need for more effective and automated Anti-Money Laundering systems and watertight compliance programmes. For many, the challenge is improving efficiency without leaving gaps in protection.

During this webinar, three leading institutions providing a comprehensive range of global risk and compliance services explore the current regulatory challenges facing financial institutions in the Scandinavian and Baltic regions, look at what processes can be automated to reduce the workload, and offer advice on easing the burden of risk assessment best practice. [Listen To Webinar]


ON-DEMAND WEBINAR: How to enhance your customer due diligence risk identification and deliver increased efficiency

Join Dun & Bradstreet and RDC for this informative webinar where you will hear top tips to enhance your customer due diligence risk identification and to deliver increased ROI through your CDD processes, and take-away 5 key focus areas. [Listen To Webinar]


 

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